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ORIGINAL RESEARCH COMMUNICATION |
1 From the Department of Clinical Sciences, Pediatrics (TL and OH), and the Department of Public Health and Clinical Medicine, Epidemiology (TL, L-AP, and HS), Umeå University, Umeå, Sweden; the Department of Nutrition, University of California, Davis (BL); the International Centre for Diarrhoeal Disease Research, Bangaladesh, Centre for Health and Population Research, Dhaka, Bangladesh (L-AP); the Department of Biomedicine and Surgery, Linköping University, Linköping, Sweden (CT); and Semper AB, Stockholm (CT).
2 Supported by grants from the Swedish Council for Forestry and Agricultural Research, the Swedish Nutrition Foundation, the Sven Jerring Foundation, the Samariten Foundation, the Oskar Foundation, the Swedish Medical Research Council, and Semper AB. 3 Address reprint requests to T Lind, Department of Public Health and Clinical Medicine, Epidemiology, Umeå University, SE-901 87 Umeå, Sweden. E-mail: torbjorn.lind{at}epiph.umu.se.
| ABSTRACT |
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Objective: The objective was to investigate whether either an extensive reduction in the phytate content of infant cereals or the use of milk-based, iron-fortified infant formula would improve iron and zinc status in infants.
Design: In a double-blind design, infants (n = 300) were randomly assigned to 3 cereal groups from 6 to 12 mo of age: commercial milk-based cereal drink (MCD) and porridge (CC group), phytate-reduced MCD and phytate-reduced porridge (PR group), or milk-based infant formula and porridge with the usual phytate content (IF group). Venous blood samples were collected at 6 and 12 mo. Dietary intake was recorded monthly. After the intervention, 267 infants remained in the analysis.
Results: Hemoglobin concentrations of < 110 g/L, serum ferritin concentrations of < 12 µg/L, and serum zinc concentrations of < 10.7 µmol/L had overall prevalences at baseline and 12 mo of 28% and 15%, 9% and 18%, and 22% and 27%, respectively. After the intervention, there were no significant differences in any measure of iron or zinc status between the CC and the PR groups. However, hemoglobin was significantly higher (120 g/L compared with 117 g/L; P = 0.012) and the prevalence of anemia was lower (13% compared with 23%; P = 0.06) in the PR group than in the IF group, which could be explained by differences in daily iron intake between the 2 groups.
Conclusion: Extensive reduction in the phytate content of weaning cereals had little long-term effect on the iron and zinc status of Swedish infants.
Key Words: Infants cereals iron zinc phytate randomized controlled trial weaning Sweden
| INTRODUCTION |
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Anemia and iron deficiency are present in a significant proportion of infants, even those fed iron-fortified foods. We previously observed a 13% prevalence of anemia [hemoglobin (Hb) < 110 g/L] among otherwise healthy and well-developed 12-mo-old Swedish infants, born at term and fed according to current recommendations including iron-fortified infant cereals (6). Twenty-six percent had low concentrations of serum ferritin (< 12 µg/L), and 36% had low concentrations of serum zinc (< 10.7 µmol/L). We speculated that the high phytate content of weaning foods contributed to these high numbers, especially because iron and zinc intakes appeared adequate to meet requirements, as was found in earlier Swedish studies in similar age groups (8, 10).
Our hypothesis was that a diet with extensively phytate-reduced infant cereals (MCDs and porridge) or milk-based infant formula (instead of MCD) and regular porridge with the usual phytate content would result in a lower prevalence of depleted iron stores (ie, serum ferritin: < 12 µg/L) and of low serum zinc (< 10.7 µmol/L) than does the currently used feeding regimen of commercial MCD and porridge.
| SUBJECTS AND METHODS |
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Outcomes and sample size
The major outcomes of the study were Hb < 110 g/L, serum ferritin < 12 µg/L, and serum zinc < 10.7 µmol/L at 12 mo of age. Sample size calculations were based on a low serum ferritin (< 12 µg/L) prevalence of 25% and a low serum zinc (< 10.7 µmol/L) prevalence of 35% in a high-phytate group (6) and an estimated low serum ferritin prevalence of 5% and a low serum zinc prevalence of 15% in a low-phytate group (12). With 95% CI and a power of 80%, we needed 58 infants per group to show a difference in the prevalence of low serum ferritin and 82 infants per group to show a difference in the prevalence of low serum zinc. To allow for a dropout rate of 20%, we included 100 infants per group. This sample size would allow us to detect statistical group differences of 2.0 g/L in Hb and of 0.45 µmol/L in serum zinc.
Randomization and intervention
In a double-blind intervention, infants were randomized in blocks of 12 to 1 of the 3 dietary intervention groups from 6 to 12 mo of age (Table 1
). All 3 diets contributed adequate amounts of all macronutrients and micronutrients when consumed as part of an age-appropriate, diversified diet. Both breastfed and nonbreastfed infants were recruited. If the participating infants were breastfed when entering the study, the mothers were encouraged to breastfeed as long as they wished. At the mothers own discretion, the study products were introduced into the infants diets from 6 mo of age, with no other interventions being done. The study nurses allocated each recruited infant to one of the study groups according to a predetermined, randomly generated list of numbers. The nurses supplied the families with the predetermined MCD or formula and porridge ad libitum and free of charge. The research nurses, investigators, and families were all blinded as to the feeding group to which the individual infant belonged. The code was broken only after data collection was complete and the intention-to-treat analyses had been performed.
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Phytate reduction
In the commercial MCD (consumed from age 6 mo) used in the CC group, the cereal part was made up of oat and wheat flours, which were mixed with milk powder and fortified with iron. The cereal in the commercial MCD had an already somewhat reduced phytate content through activation of endogenous phytases in the manufacturing process, whereas the porridge cereal retained its original phytate content. For the MCD in the PR group, the oat flour contents were reduced, and low-extraction white wheat flour was added. This reduced the phytate concentration from 30.0 to 9.9 µmol/100 g, or 67%, in the extensively phytate-reduced MCD. In the MCD and porridge used from age 8 mo, the oat, wholemeal wheat, and rye flours were scalded and soaked at pH 4.5, which allowed endogenous phytases to further reduce the phytate in the cereal. The slurry was then drum-dried and mixed with low-extraction white wheat flour. This hydrothermal process reduced the phytate concentration from 30.0 to 3.4 µmol/100 g, or by 89% in the extensively phytate-reduced MCD, and from 78.5 to 9.7 µmol/100 g (88%) in the phytate-reduced porridge. All products were iron-fortified. The phytate content of the MCD and porridge was analyzed as individual inositol phosphates by HPLC according to a method of Sandberg and Ahderinne (13).
Biochemical assays
Venous blood was collected from the participating infants at inclusion at 6 mo and again at 12 mo with the use of a zinc-free vacuum system (Vacutainer; Becton Dickinson, Plymouth, United Kingdom). Hematologic indexes and iron status were analyzed at the Department of Clinical Chemistry, Umeå University Hospital, with the use of a Sysmex SE 9000 Autoanalyzer (Tillqvist, Kista, Sweden). The Hb concentration was analyzed by using a Sysmex Sulfolyser automated hemoglobin reagent (Toa Medical Electronics Co, Los Alamitos, CA), and MCV was automatically calculated from the erythrocyte particle concentration. Serum ferritin was analyzed by using an immunoturbidometric technique (BM/Hitachi 704/717/911; Boehringer Mannheim, Mannheim, Germany) calibrated against World Health Organization standard 80602. Serum zinc and serum copper were analyzed by atomic absorption spectrophotometry as described previously (14).
Dietary intake
Each month, starting from baseline, parents or caregivers recorded the type and amount of each food item consumed by the infant during 5 consecutive days. Household measures were used for quantities, and the participating family was encouraged to serve the study infant all meals from a standardized plate. The families were also given a booklet with photos of different portion sizes of common infant foods, using the standardized plate, to facilitate consistency of recording. Breastfeeding was recorded as a "meal," ie, equivalent to a full meal, or as a "snack," ie, a short feed mainly for comfort or other nonnutritive purposes, according to the mothers own perception. Daily energy and nutrient intakes were calculated with the use of MATs software (Rudans Lättdata, Västerås, Sweden), which uses the food-composition tables of the Swedish National Food Administration (15). The database was supplemented with baby foods, formulas, and recipes not originally included, according to information from the participating families and the manufacturers. Intakes of breast milk were set at 134 g per meal ≤ 8 mo of age, at 102 g per meal > 8 mo, and at 25 g per snack at all ages (16). Nutrient intake from breast milk was calculated according to Jensen (17) and Tsang et al (18). Nutrient and energy intakes from breast milk were added to the total daily nutrient and energy intakes of the study subjects for the period from 6 mo through 8 mo.
Statistical analysis
For statistical computations, SPSS software (version 10.0; SPSS, Inc, Chicago) was used. Skewed variables, eg, serum ferritin, were log-transformed. Main outcomes are shown as means ± SDs, geometric means (when applicable), and proportions. In the intention-to-treat analysis for the continuous variables, analysis of variance (ANOVA) was used. The intention-to-treat analysis was repeated after stratification for sex. To adjust for effects over time, we used analysis of covariance (ANCOVA), using the initial values at 6 mo as covariates for results at 12 mo. Significant differences between study groups underwent Bonferroni correction to allow for multiple comparisons. In comparisons of the proportions, the chi-square test, Fishers exact test, or both were used. Factorial analysis was used on the monthly diet registrations. The dietary data are shown as mean or geometric mean daily intakes during the periods of 68 mo and 911 mo, respectively. Intakes of energy and nutrients include both breast milk and complementary food. Statistically significant results were those with values of P < 0.05.
| RESULTS |
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Overall, from 6 to 12 mo of age, the prevalence of anemia decreased significantly (28% compared with 15%, P = 0.001), the prevalence of low serum ferritin increased significantly (9% compared with 16%, P = 0.012), and the prevalence of low serum zinc remained unchanged (23% compared with 29%, P = 0.09). The proportion of infants with anemia at 12 mo tended to be higher in the IF group than in the other 2 groups (23% compared with 11% and 13% in the CC and PR groups, respectively, P = 0.06). There were no differences between study groups in prevalence of low serum ferritin or low serum zinc at 12 mo (Table 3
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Boys had significantly lower MCV at both 6 and 12 mo of age and lower serum ferritin at 6 mo of age than did girls, but there were no sex differences in the prevalences of anemia, low serum ferritin, IDA, or low serum zinc at any age. Likewise, the effect of the intervention did not differ between the sexes.
Dietary intake
At baseline, 200 of 267 (75%) of the infants in the 3 intervention groups were still being breastfed (Table 2
). Median duration of breastfeeding was 8.9 mo. There were no differences in consumption of the study products between study groups (Table 4
). Factorial analysis of dietary intake showed that data for energy and most nutrientsie, energy, protein, vitamin C, zinc, and phytatecould be combined into 2 equal intervals, with the first interval encompassing the sixth, seventh, and eighth mo of the infants lives (68 mo) and the second encompassing the ninth, tenth, and eleventh mo (911 mo). Thus, data on energy and nutrient intakes are presented as mean daily intakes for the periods of 68 mo and 911 mo, respectively. Energy intake from the total diet was similar in all groups throughout the study, but the intakes of protein, iron, vitamin C, calcium, and phytate differed (Table 4
), basically mirroring the differences in nutrient content between the infant cereals and infant formula. Zinc intake also differed, but only during the 68 mo period. Total duration and daily frequency of breastfeeding and the daily intake of breast milk were similar between the 3 groups (Table 4
).
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The IF diet had a lower iron content than did the other diets (Table 1
), and the total iron intake was significantly (P < 0.05) lower in the IF group than in the other groups (Table 4
). After adjustment of the intention-to-treat analysis for total iron intake, the group differences in effect on Hb between the PR and IF groups became nonsignificant (P = 0.48), and the effect estimates for Hb were reduced from a difference of 3.3 g/L to 0.8 g/L.
| DISCUSSION |
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Except for a significant difference between the study groups in the prevalence of low serum zinc at baseline, the randomization was successful. Adjusting for initial zinc status did not affect the main outcomes of serum zinc or the prevalence of low serum zinc. Intakes of MCD and formula were similar to those in other Swedish studies (11 and J Svahn, personal communication, 2002)ie, ≤ 2 servings MCD/d and ≤ 1 serving porridge/dwhich suggests that the participants used the study products as parts of a mixed diet. Although the study products were supplied without cost, they were not consumed in larger quantities than expected. However, a greater than average consumption cannot be ruled out completely when comparing the results from this study with those from a previous study in the same area of Sweden (6), in which prevalences of low Hb, low serum ferritin, and low serum zinc were somewhat higher. In this study, we made an attempt to quantify nutrient intake from breast milk, because most of the infants were still being breastfed at baseline. Even though the breastfed infants had lower nutrient intake and lower serum zinc at the end of the study than did those not breastfed, adjustment for breastfeeding status in the analyses did not change the main outcomes.
Phytate, in the absence of ascorbic acid (AA), inhibits iron absorption in a dose-dependent manner above a molar ratio of phytate to iron of 1:7 (1). However, AA counteracts the effect of phytate when AA:Fe exceeds 4:1 (23). In the present study, all infant cereals except PR had phytate:Fe > 1:7, which implies that the phytate could theoretically bind all available iron, except that in the phytate-reduced MCD. On the other hand, AA:Fe was high in all cereals (> 4:1). Thus, the AA content may have limited the phytate effect, ensuring similar long-term iron absorption from the commercial and phytate-reduced cereals. When Davidsson et al (24) reduced the phytate content of soy formula from phytate:Fe of 2:1 to phytate:Fe of 1:2.6 (83% reduction), Fe incorporation into red blood cells increased from 5.5% to 6.8%. An even greater increase, from 3.9% to 8.7%, was seen when all phytate was removed. However, a similar increase was achieved by increasing AA:Fe from 2.1:1 to 4.2:1 in ordinary phytate-containing soy formula. In another study, an 88% reduction of phytate in infant cereals had no effect on iron bioavailability (25), most likely because AA:Fe was already high.
Studies have shown that phytate:Zn > 15:1 may be associated with increased risk of zinc deficiency (7). In the present study, phytate:Zn were generally < 10:1, and a further reduction in phytate content had no effect on serum zinc. At 12 mo of age, the PR group had significantly lower concentrations of serum copper than did the CC group. A possible explanation is that zinc absorption may have been higher in the PR group, which would cause lower copper absorption. In a study on infant rhesus monkeys, zinc absorption was higher and plasma copper concentration was lower in the group fed phytate-reduced soy formula than in the group fed soy formula with the usual amount of phytate (26). In addition, infants fed a low-phytate formula had higher plasma zinc as well as coat color changes indicative of low copper status. These observations would support our interpretation of the lower serum copper observed in this study.
In many industrialized countries, it is common to use infant or follow-on formulas in combination with infant cereals during the second half of infancy. We compared this regimen with the Swedish practice of using only infant cereals and found a small but significant difference in iron status. The formula-fed group had significantly lower Hb and higher prevalence of anemia than did the PR group. Although the difference in mean Hb was small (3.3 g/L) and of reasonably minor importance from a public health point of view, the difference in anemia prevalence was substantial: 23% in the IF group compared with 10% and 13% in the CC and PR groups, respectively. The IF group had a lower iron content in the diet and a lower total iron intake than did the other groups, and this most likely explains the differences in mean Hb between the groups. Despite a marginally lower mean Hb and a higher percentage of infants with anemia in the IF group at the end of the study, there were no differences in mean serum ferritin, prevalence of low serum ferritin, or prevalence of IDA, which are the other important measures of iron deficiency; this suggests that formula with 4 mg/L provides adequate amounts of iron to prevent iron deficiency in late infancy when used as part of a diversified diet. It is interesting that higher iron intake resulted in a significantly higher Hb but no effect on serum ferritin (ie, iron stores), even after control for total protein intake and weight gain. Domellöf et al (27) found that infants given supplemental iron between 4 and 6 mo of age had increased Hb regardless of their baseline iron status, which suggests that the regulation of Hb synthesis is immature at this age. The result in the present study may have a similar explanation: ie, when a surplus of iron was given as part of the normal diet, the response in Hb might have continued until 12 mo of age, but the infants would not be iron deficient. This finding needs confirmation, especially as iron supplementation of iron-replete infants and children has been associated with adverse effects (28, 29).
At 6 mo of age, 28% of the infants were anemic by the current definition, 9% had low serum ferritin indicative of depleted iron stores, and 2% were classified as having IDA according to multiple criteria (Hb < 110 g/L, serum ferritin < 12 µg/L, and MCV < 73 fL) (19). At 12 mo of age, the prevalence of anemia declined to 15%, and the prevalence of serum ferritin < 12 µg/L doubled to 18%, but only 1% of infants had IDA according to the multiple criteria, and the prevalence of IDA was not affected by the intervention. More plausible as an explanation that insufficient iron intake causes this anemia is the fact that the current cutoffs for Hb (< 110 g/L) and serum ferritin (< 12 µg/L) overestimate the problem of iron deficiency in this age group (30).
Total daily zinc intake was higher in the IF group than in the other 2 groups during the 68 mo period, but not during the 911 mo period. Despite the presence of phytate, a known inhibitor of zinc absorption, no difference in serum zinc was found between the groups at the end of the study (12 mo of age). More than one-quarter of the infants had serum zinc concentrations < 10.7 µmol/L at 12 mo of age, which is indicative of suboptimal zinc status. Zinc deficiency has been associated with poor growth (31) as well as increased morbidity in diarrheal disease (32). The functional consequences of suboptimal zinc intake or low serum zinc concentrations have been insufficiently studied in a population such as the Swedish population and will be reported from this study elsewhere.
Iron-fortified infant cereals are commonly used in the weaning diet. A concern has been that these products contain phytate and thus may contribute to poor iron and zinc status during infancy (6). In this study, we found no evidence that a substantial reduction in the phytate content of infant cereal improves iron and zinc status during infancy, at least as long as the infant cereals are sufficiently iron-fortified and contain adequate amounts of AA, ie, AA:Fe > 4:1.
Single-meal and other short-term studies have established several factors that facilitate or inhibit iron and zinc absorption, eg, AA and meat as facilitators and calcium and phytate as inhibitors (33). It has been more difficult to show these associations in long-term studies or studies of absorption from complete diets. Longitudinal interventions with enhancers such as AA or meat (34, 35) or inhibitors such as calcium or phytate (22, 36, 37) have found few, if any, significant effects on iron status. The present study, in which the phytate content of infant cereal was extensively reduced to improve iron and zinc status, echoes those results. It seems that clear effects of so-called enhancers and inhibitors are less obvious in long-term follow-up of infants consuming an ordinary diet. This should have an effect on dietary guidelines for iron and zinc intakes during infancy.
| ACKNOWLEDGMENTS |
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OH and BL contributed to the planning and analysis of the data and the writing of the manuscript. TL was the main author of the paper and participated in the planning, data collection, and analysis of results. HS took part in the data analysis and writing of the manuscript. L-ÅP and CT contributed to the planning and analysis of the data and the writing of the manuscript. CT is the director of research at Semper AB. OH is a member of the Scientific Advisory Board of Semper AB. None of the other researchers had a financial or personal interest in any of the organizations or companies sponsoring the research.
| REFERENCES |
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